Outside the firm
Mike Knoebel (Christopher Lee Financial)
Unlicensed associate of Christopher Kolker at Christopher Lee Financial, per JT's rep reference ([rep-master-codes.md](file:///C:/Users/jeffs/.claude/reference/rep-master-codes.md)); Chris's client accounts run through TCM compliance
Where things stand
- Unlicensed associate of Christopher Kolker (Christopher Lee Financial) per JT's rep reference; the relationship runs through Brandon's compliance desk.
- Brandon asked "Chris/Mike" for a client agreement on a client HSA account on 2026-08-25 and, on 2026-08-26, told Mike to obtain firm approval before opening any accounts and laid out the process. Brandon also answered his Quarterly Attestation questions on 2026-08-26 and 2026-08-27.
- Copied on JT's 2026-09-02 heads-up to Chris that the daily Options Report now arrives by email with a Box link; told he should have access to the reports folder and to say if he has trouble.
- Relationship to JT
- Teams 1:1 exists (last activity 2025-10-04); Brandon handles his compliance questions; on the daily Options Report distro with Chris since 2026-09-02
- Channels
- Outlook (via Brandon; JT's Options Report heads-up), Teams 1:1
- Notion tasks
- none
- Related files
- Last meeting
- none logged; last correspondence 2026-09-02 → record
- Last updated
- 2026-09-03
Focused on
- Receiving the daily Options Report for the Christopher Lee Financial book alongside Chris; access to the reports folder. record
- Quarterly attestation and account-opening process questions handled by Brandon. Brandon email 2026-08-26Outlook
Asking me for
Nothing yet.
Concerns and frustrations
Nothing yet.
Doable vs. not doable
Nothing yet.
How to work with them
Nothing yet.
Crossover
- touches Brandon Drespling: Brandon's instruction that firm approval precedes any account opening. Brandon email 2026-08-26Outlook
- touches Christopher Kolker and Derek Eichenwald: JT's heads-up on the daily Options Report went to Chris with Mike and Derek copied. record
Decisions log
Nothing yet.
Meeting log
| Date | Title | Record |
|---|---|---|
2026-09-02 | Options Report daily send heads-up (email, copied) |
History
- Role read "role not on file; at Christopher Lee Financial, whose client accounts run through TCM compliance". superseded 2026-09-03: JT's rep reference records him as Christopher Kolker's unlicensed associate.