Team

Jim Peters

Financial Consultant; Certified Wealth Strategist® (CWS), per his email signatures (2026-06-09); attends the MBTC / investment committee meetings (tcm-compliance-ops.md)
Where things stand
  • Committee member on the MBTC Security Benefit monthly allocation meeting (organizer Brandon); accepted the 2026-07-31 and 2026-08-31 occurrences.
  • Referring IAR for solicitor Jessica B. Kephart, whose due diligence cleared and was archived 2026-09-12; he was not contacted as part of it.
  • Receives the Annual Client Update notifications for the Cook/Peters book with Ryan; was back from vacation on 2026-06-09.
Relationship to JT
Colleague; sits on the MBTC Security Benefit Monthly Committee with JT
Email
jimp@triumphcapitalmanagement.com
Channels
Outlook; Teams (group chat with Ryan Cook and JT; committee meeting chat)
Notion tasks
none
Related files
Last meeting
2026-09-12 → record (named as referring IAR; no direct contact)
Last updated
2026-09-13

Focused on

  • Receiving the Annual Client Update notifications with Ryan; first day back from vacation. record

Asking me for

Nothing yet.

Concerns and frustrations

Nothing yet.

Doable vs. not doable

Nothing yet.

How to work with them

  • Replies short and from his phone ("I received it"); Ryan carries the operational follow-up for their shared book. record

Crossover

  • touches Brandon Drespling and Jessica Kephart (not tracked; solicitor): he is the referring IAR on the Kephart solicitor due diligence, which Brandon approved and archived; nothing was asked of him. record
  • touches the MBTC Security Benefit Monthly Committee series. calendar 2026-08-31Calendar
  • touches Ryan Cook and Hannah Ferguson: the shared notification distribution and Hannah's Redtail updates. record · record

Decisions log

Nothing yet.

Meeting log

DateTitleRecord
2026-09-12
Kephart solicitor due diligence approved and archived; named as referring IAR (email, not a correspondent)
record
2026-06-09
Annual Client Update form emails: delivery check (email, to 2026-06-10)
record
2026-06-10
Add Hannah to the client-update emails (Teams group chat; member, did not post)
record

History

  • Role read "role not on file; member of the MBTC Security Benefit Monthly Committee". superseded 2026-09-03: role set from JT's tcm-compliance-ops.md People table.
  • Role read "Attends the MBTC / investment committee meetings (per tcm-compliance-ops.md); title beyond that not on file". superseded 2026-09-03 (backfill of 2026-06-09): his email signatures read Financial Consultant and Certified Wealth Strategist®.

Records with Jim