Raw source

Date: 2026-09-09
Title: Teams 1:1, JT and Rheece Hilliard (2026-09-09, with JT's reply 2026-09-11)
Source: teams:///chats/19:1fa1d6af-4c47-4789-a7a9-b3d1d56ca309_6bcb0035-014f-4f64-88f4-81cd79b1a2a3@unq.gbl.spaces
What this is: Teams 1:1 chat messages in the sweep window, as returned by the Microsoft 365 connector (full bodies read for the 2026-09-09 messages; 2026-09-11 messages from search summaries). Times converted from UTC to ET.

2026-09-09 12:51 PM ET  Rheece Hilliard (message 1788972716033):
Hey Jeff, hope you're doing well! I had some quick questions about FINRA licenses.
I obtained my Series 7 and 63 licenses in the spring of 2024. After leaving Wells Fargo in the spring of 2025, I received notice that my licenses would still be "good" for another two years. In my last role working as a compliance consultant with CCOs, my licenses weren't needed; as a result, I unfortunately missed the time frame for Continuing Education in December 2025. Is there any hope of maintaining my licenses? Or are they essentially defunct?

2026-09-09 12:52 PM ET  Rheece Hilliard (message 1788972747116):
TCM doesn't plan to hold the licenses so its okay if failing to do CE does make them defunct now.

2026-09-11 09:52 AM ET  Jeffrey Thomas (message 1789134749522, edited 10:03 AM ET):
Hi Rheece. Let me look into this and I will circle back on it!

2026-09-11 10:04 AM ET  Rheece Hilliard (message 1789135440627):
Thanks Jeff!